/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer By virtue of Section 6, Section 9 and the third paragraph of Section 16 of the
. Notification of the Securities and Exchange Commission No. Kor Thor. 11/2553 Re: Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer _____________ By virtue
สมาชิก (signatories ใน MOU-general public) และบริหารจัดการโดยบริษัทจดัการ (CIS Operator) ที่ไดรับใบอนุญาต และอยูภายใตการกํากับดแูลของประเทศภาคีสมาชิกดวย (2) การเสนอขาย CIS ตองกระทําผาน local
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 28. A derivatives business operator shall prepare and submit financial statements to the SEC Office. Such financial statement shall be made
this Notification: “derivatives business operator” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not including
Securities and Exchange Commission No. Sor Thor. 17/2551 Re. Report Preparation and Submission of Licensed Derivatives Brokers (No. 3) dated 4 June 2008. Clause 2 In this Notification: “business operator
Page 1 of 4 Form 35 – retail ASEAN CIS Checklist for ASEAN CIS Application Form Name of ASEAN CIS: ________________________________________________________ Name of Qualifying CIS Operator
Template updated as of June 2022 For public offering of Asia Region Funds Passport (ARFP) in Thailand LOGO (Form 123-1) Name of the CIS Operator Factsheet Name of the CIS Operator’s local