analyzing information concerning securities trading payment of clients in one or many of the following ways: (1) being a contact point for data processing of securities trading; (2) sending and receiving
seven days from the date of change in such data; 7.2 I understand the role, duties and responsibility of being an executive as appeared in the published document of the Office, Re: Manual of a Director of
derivatives fund managers being a financial institution regulated by other agencies; “electronic data” means data that are created, sent , received, stored or processed through electronic procedures
the case of giving advice by individuals or investment experts or in the case where a website or electronic media collects or processes data and publishes data, there is, therefore, an issue of
also the major shareholder of LPH. The relationships among parties are as follows: Shareholders Holding Shares & Being Director (/) in LPH Holding Shares & Being Director (/) in LPHD Holding Shares
provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity management that should be applied by each intermediary and for determining a