office or before the date of submitting requisition for establishing the branch office, as the case may be, or otherwise having discharged executive or personnel who has to be responsible for the cause

office or before the date of submitting requisition for establishing the branch office, as the case may be, or otherwise having discharged executive or personnel who has to be responsible for the cause

office or before the date of submitting requisition for establishing the branch office, as the case may be, or otherwise having discharged executive or personnel who has to be responsible for the cause

office or before the date of submitting requisition for establishing the branch office, as the case may be, or otherwise having discharged executive or personnel who has to be responsible for the cause

operator” means a person who is responsible for the management of collective investment schemes. “registration statement” means a registration statement for the offering for sale of units of a collective

work related to fund management; (2) have selection and checking system before assigning a role to its personnel. Such system shall enable the company to select a person with knowledge (Unofficial

in an adequate number for all types of work related to fund management; (2) have selection and checking system before assigning a role to its personnel. Such system shall enable the company to select a

./Miss/Entity ……………………….. of the risk involved in futures trading before opening an account or operating the derivatives business for the customer on the following matters: 1. The characteristics of

explained to the customer, Mr./Mrs./Miss/Entity ……………………….. of the risk involved in futures trading before opening an account or operating the derivatives business for the customer on the following matters: 1

units and personnel responsible for communicating, soliciting or giving securities investment advice to clients from the work units and personnel responsible for making decisions on securities trading for