program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement

benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor

Mrs. Malee Tangjaisanong Mrs. Malee Tangjaisanong, Board Advisor and Assistant Executive Director of President Bakery Public Company Limited (“PB”) has changed her securities holding. In this regard

Anantasitthikul's trading account in concealment and on a continual basis to mislead and lure the public into the trading. The alleged offender escaped. SEC Act S.243(1)(2) and 244 in conjunction with

Construction PLC (FOCUS), Inter Far East Engineering PLC (IFEC), and The Royal Ceramic Industry PLC (RCI) - in concealment through trading accounts of eight persons and on a continual basis to mislead and lure

sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the

Mr. RAVI LOHTONG During the period of 8 - 30 October 2015, Mr. Ravi Lohthong, director and chief advisor to the executive board of Siam Sport Syndicate Public Company Limited ("SPORT") used

The Siam Commercial Bank Public Company Limited The Siam Commercial Bank Public Company Limited, a financial advisor appointed as the preparer of the offer document of Jasmine International Public

The Siam Commercial Bank Public Company Limited The Siam Commercial Bank Public Company Limited, a financial advisor appointed as the preparer of the offer document of Jasmine Telecom Systems Public

Beyond Securities Public Company Limited Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed