Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor ___________________________ By virtue of
. Notification of the Securities and Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor
this Chapter shall not be applicable to the following clients: (1) institutional investor; (2) ultra-high net worth or high net worth investor having status as a juristic person with a statement of
investor”, “ultra-high net worth investor” and “high net worth investor” shall have the same definitions as specified in the Notification of the Securities and Exchange Commission concerning Determination of
. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth
โดยก าหนดใช้วิธีพิสูจน์ตัวตนแบบ multi-factor authentication ข้อก าหนดดังกล่าว ครอบคลุมถึงระบบที่ผู้ประกอบธุรกิจ ให้บริการลูกค้าหรือไม่ ผู้ประกอบธุรกิจสามารถใช้วิธีพิสูจน์ตัวตนแบบ multi-factor
High Net Worth Investor and High Net Worth Investor. Clause 3 A securities business license applicant and licensee shall have paid- up registered capital of no less than the following amounts: (1) one