The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
the laws on securities and exchange and rules issued under such laws, including the performance standards as specified in the notification of the Office or by the association with the approval of the
The Office of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
under the line of command to refrain from violating or failing to comply with the laws governing securities and exchange or the professional ethics or standards as stipulated by an association under the
The Office of the Securities and Exchange Commission (UNOFFICIAL TRANSLATION) The Office of the Securities and Exchange Commission 12 June 2007 To: Managers All securities companies Circular No
Notification of the Office of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and this English translation is strictly
ชัน้ 11 หอ้ง 1105 ถนนรัชดาภเิษก คลองเตย กรงุเทพฯ 10110 โทร. 02-229-2355 โทรสาร 02-654-5034 อเีมล ์info@saa-thai.org www.saa-thai.org Securities Analysts Association The Stock Exchange of Thailand