or investment units; (2) a person licensed to undertake derivatives business in the category of derivatives broker; “securities company association” means an association relating to securities business
Department Tel: 0-2263-6071 Fax: 0-2263-6332 Encl: Guidelines for renewal of approval for investor contacts Cc: Chairman, Association of Securities Companies; Chairman, Association of Investment Management
) Secretary-General Investment Adviser Supervision Department Tel: 0-2263-6071 Fax: 0-2263-6332 Encl: Guidelines for renewal of approval for investor contacts Cc: Chairman, Association of Securities Companies
Microsoft Word - Resolution BD-1-62 _EN_ RE February 27, 2019 Subject: Dividend Payment, The Change of Company’s name, Memorandum of association, Objectives, Articles of association, Company’s seal
Department Tel. 0-2263-6071 Fax. 0-2263-6332 Cc: Chairman, Association of Securities Companies; Chairman, Association of Investment Management Companies; Chairman, Securities Analysts Association; Chairman
and other shareholders as the shareholders of SRT and GCT, the determination of details of memorandum of association and articles of association of the New Company, the appointment of directors and
authority or agency having duty to supervise derivatives; (6) “Association of Securities Companies” means Association of Securities Companies licensed and registered with the SEC Office under law on
shareholders as the shareholders of SRT and GCT, the determination of details of memorandum of association and articles of association of the New Company, the appointment of directors and auditors of the New