Draft prospectus shall be provided with the following statement on the first page. 5 “The general public is able to request to review or obtain a copy of a registration statement and the draft prospectus
for clients; (b) providing information regarding capital market products or services for the assigned personnel under (a) to study and acquire the understanding of the details thereof before presenting
Impacts Assessment (EIA) and designing – drafting of architectural landscape so as to obtain Building Construction License. The project will be stared in 1Q2020 and it takes one year from start to
31 December 2019 audited by the certified auditor. As the transaction size is over 50 percent but less than 100 percent, the Company is required to disclose information memorandum and obtain the
law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that provides services within the scope approved for
within one month unless obtain a waiver from the Office. In the mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary
category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to
paragraph, the securities company shall arrange to have a new manager within one month unless obtain a waiver from the Office. In the mean time, the securities company may assign an officer of the head office
paragraph are required to obtain an approval from the SEC Office before they perform their duties, the intermediary shall 1 The notification referred in this Clause means the Notification of the Capital