mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary acting as a manager. Clause 6. In case where the derivatives
within one month unless obtain a waiver from the Office. In the mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary
the units of a foreign collective investment scheme established in ASEAN countries (ASEAN Collective Investment Scheme), which may be offered for sale in Thailand under the Notification of the
involved in a credit rating committee. garding the creditworthiness of an entity or obligation, expressed using an established and defined ranking system. to determine an initial credit rating, an upgrade of
granting of such approval shall be in accordance with the rules, conditions and procedures as specified by the SEC. The establishment of a branch office of a financial institution established in accordance
” means a property fund established according to the Notification of the Office of the Securities and Exchange Commision concerning Rules, Conditions and Procedures for Establishment and Management of
products in addition to those prescribed under Clause 12: (1) Bank of Thailand; (2) commercial banks; (3) financial institutions established under specific law; (4) securities companies; (5) derivatives
brokerage or securities dealing, as follows: 2 (a) a commercial bank; (b) a finance company; (c) a securities company; (d) a credit foncier company; (e) an insurance company; (f) a juristic person established