Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
Facebook page "Gold assets for investment" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 19/05/2025)
Securities and Exchange Act B.E. 2535 (1992) (SEA), has instructed GIFT to clarify the followings: (1) The reasonableness of the transactions, which potentially result in (a) conflicts of interest within the
e-service Online Submission See canceled document Securities Brokerage Business >> Protection of Customer Assets (Section 98(3)) Type Title Section See Document Status Notified Date Effective Date 1
e-service Online Submission See canceled document Securities Underwriter Business >> Protection of Customer Assets (Section 98(3)) Type Title Section See Document Status Notified Date Effective Date
/2543 Re: Custody of Client Assets of a Securities Company (codified as of 28/03/2002) (Synopsis) 04/01/2000 01/04/2000 2. Notification of Capital Market Supervisory Board TorThor 9/2551 Custody of
persons, companies, or investment products relating to securities and digital assets, as well as to verify the legitimacy of the licenses of SEC-approved businesses, which can be found in the Investor
. 4/2543 Re: Custody of Client Assets of a Securities Company (codified as of 28/03/2002) (Synopsis) 04/01/2000 01/04/2000 2. Notification of the Office of the Securities and Exchange Commission 7
to securities and digital assets, as well as to verify the legitimacy of the licenses of SEC-approved businesses, which can be found in the Investor https://www.sec.or.th/EN/Pages/News_Detail.aspx