Re: Investment in Fund’s Assets (No.14)

Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Rules for Custody of Customer Assets and Essential Details of Custody Agreement

Re: Allocation of Cash Flow under Securitization Program and Reporting on Transfer of the Remaining Assets and Benefits of Special Purpose Vehicles

Custody of Clients’ Assets by Securities Companies (No. 4)

Custody of Clients’ Assets by Securities Companies (Codified)

Custody of Assets of Clients by Securities Companies

Custody of Assets of Clients by Securities Companies (No. 3)

Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.