: Clause 1. In this Notification: “Custodian agent” means the person whom the custodian appoints to be its agent in performing the duties relating to custody the assets of private fund; “Office” means the
group of persons who authorized a management company to manage a private fund; “Liquid asset” means assets as follow: (a) Cash or deposit money; (b) Certificate of deposit or promissory notes issued by a
invests in or holds shares of any companies as assets of a private fund, and the customer authorizes such private fund management company to exercise the voting rights in such company on his behalf, the
): □ (1) Organization structure of the applicant including the unit which responsible for custody of private fund assets, and compliance or the internal audit unit. and the organization structure of the
, management company shall reveal information of investment or holding of the assets as asset of management company to such persons without any delay. Clause 12. In the case where private fund management company
private fund management company invest to obtain the assets for its own account. The company shall provide term in private fund agreement showing that the company may invest in securities or assets for
inventories Baht 209.38 million from the sale of high voltage equipment of private sector. non-current assets as at 31st December, 2018 was Baht 3,881.09 million decreased slightly amount Baht 62.19 million or
Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds
preferred shares and warrants of U City via private placement and a rights offering and (iii) the disposal of certain non-core assets 22 January 2018: Private Placement as part of capital increase. The