Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order to evaluate their portfolio investments and transactions. The proposed revision will also resu...

asset business operators under the SEC’s supervision wish to participate in the BOT’s Programmable Payment  Sandbox, regarding both the use of digital assets as MOP and the conditions for accepting

to digital assets under the Programmable Payment Sandbox.The notifications of the aforesaid amendments will take effect from 6 September 2024 onwards.  Remarks:* The two relevant notifications are as

issuers, related intermediaries and those who transact with digital assets, and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor

Following a report from KTB and the SEC’s further investigation, it was found that during the period from 2024 to 2025, Miss Wannapat misappropriated the assets of two clients in the total amount of