. Such disposal of assets constitutes a sale or transfer of the whole or substantial parts of the business of the Company to other persons, subject to Section 107(2)(a) of the Public Limited Companies Act
offence against the law on securities and exchange or any act deemed to be an offence related to assets or any act harmful to the economy or the national security, and shall not conceal, or be involved in
of d approve the Directors, to necessary for ch actions m meeting. In ssets in the y the Board o ementioned a the Compan nd the sale pr he Company i al of assets the Compan Act B.E. 253 of the Cap o
has not been surpassed, provided that the prohibited characteristics involved with any of the following cases: (a) Performing duty dishonestly or dishonest, deceitful, or fraudulent act relating to
mental health, or property damage. 6 Rules and Regulations Key Points 12. Right-based Assets Act, B.E. 2562 (2019), published in the Government Gazette on April 30, 2019, effective October 27, 2019 onward
: Custody of Client Assets of a Securities Company By virtue of Section 14 and Section 98(3) of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the
” means any member of a derivatives clearing house; “controlling power” means the power to control a business, as described in Section 89/1 of the Securities and Exchange Act; “assets received from or
Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the
Exchange Commission No. Kor Thor. 9/2556 Re: Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order _____________________________ By virtue of Section 9