). operation only when the SEC Office verifies that: (1) the licensee has arranged for the work system and personnel to be ready in undertaking the business as shown in its application except where there is any
regulations as well as ethics and professional standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the
that the management company shall comply with the commitment, the mutual fund scheme, the Securities and Exchange Act B.E. 2535 (1992) as well as the Notifications, Rules and Orders issued by virtue of
date of receiving the completed application and supplementing documents. Clause 7. The custodian may commence such securities business only after the Office has approved that the custodian has arranged
into force from 16 November 2018. Clause 2 The following Notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Thor. 25/2556 Re: Outsourcing Operational
remuneration, tax penalty, and accounts receivable previously recorded as stock under consignment in 2011 and subsequently re-arranged to sale transactions in 2012. The SEC, therefore, has instructed TUCC to
the Trade Debt reduction in 3., on April 26, 2017, the Company arranged for another paydown to ACO I in the amount of USD 480,000, or equivalent to THB 16,564,426.67, resulting in the Company’s
interest owed to ACO I is in the amount of USD 3,633,963, or equivalent to THB 125,405,236.71. 4. After the Partial Repayment in 2. and the Trade Debt reduction in 3., on April 26, 2017, the Company arranged
to adhere to the principles, the intermediary shall comply with this Notification. In this regard, where the rules, under this Notification or under other Notifications of Capital Market Supervisory