directors of subsidiaries Attachment 3: Details of the Heads of the Internal Audit and Compliance Units Attachment 4: Assets for business undertaking and details of asset appraisal Attachment 5: Unabridged

Securities and Exchange Commission Appendix Definitions “ IT assets ” means (1) system assets, i.e., computer network, system software, application software, and information systems; (2) equipment assets, i.e

assets have been in custody of the intermediary , the administrative system shall be provided adequately in order to protect the client ’s assets and comply with the specific Notifications stipulating

should be adequate and unambiguous for the investors to understand the investment policy, securities or assets or contract in which the fund intends to invest, all risks relating to the investment, type of

the client ’s asset which is under the following rules: (a) in case the client ’s assets have been in custody of the intermediary , the administrative system shall be provided adequately in order to

ข้อมูลที่เป็นความลับของผู้ประกอบธุรกิจ เป็นต้น 4. การบริหารจัดการทรัพย์สินสารสนเทศ (asset management) 4.1 หน้าที่ความรับผิดชอบต่อทรัพย์สินสารสนเทศ (responsibility for assets) วัตถุประสงค์ เพื่อให้ทรัพย์สิน