, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are

conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading

securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised

- November 24, 2008 through other persons' trading accounts, resulting in the purchase or sale of such share inconsistent with normal market condition, to mislead and lure the public into the trading. The

) during October 1 - 31, 2007, and S.E.C Auto Sales and Services PLC (SECC) during September 12 - November 24, 2008 in concealment and on a continual basis through other persons' trading accounts

, 2008 through other persons' trading accounts, resulting in the purchase or sale of such share inconsistent with normal market condition, to mislead and lure the public into the trading. The public

คำถาม-คำตอบเกี่ยวกับการฟื้นฟูกิจการ​ คู่มือการใช้งานเว็บไซต์ Archive ข้อมูลตลาดทุน / Open Data ข้อมูลเปิดตลาดทุน สถิติตลาดทุน (Download) สถิติตลาดทุน (Dashboard) การบังคับใช้กฎหมาย ผลการตรวจสอบตัวกลาง การ

the ACMF Implementation Plan and the ASEAN Economic Community Blueprint 2015 can be found at http://www.theacmf.org/ACMF/report/ImplementationPlan.pdfand http://www.asean.org/archive/5187-10.pdf.

กำหนดอื่น ๆ     แบบสำรวจความคิดเห็น     Verify Code Reload * re-Verify Code    

Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best