. 2546 (2003). “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish
Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
. Notification of the Office of the Securities and Exchange Commission No. SorChor. 24/2555 Re: Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction
million or 3% of NTA whichever is lower. Therefore, the company has proposed this transaction to the Board of Directors for approval and disclose the information to the Stock Exchange of Thailand according
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval
16, 2018. Resolutions were passed to allow the company to conduct the following matters: 1. To give approval to the Company to enter into related transactions to rent or rent out immovable properties
แก้ไขหลักเกณฑ์ ดังกล่ำว โดยมีประเด็นควำมเห็นเพิ่มเติมตำมข้อ 4. 4. ประเด็นส าคัญ 4.1 ประเด็นท่ีมีการแก้ไขหรือเพิ่มเติมจากการรับฟังความคิดเห็น กำรก ำหนดยกเว้นกำรท ำ suitability test กรณีลูกค้ำประสงค์จะลงทุน
representative office in the Kingdom shall obtain an approval from the Office. The representative under the first paragraph shall undertake only those businesses specified in the approval. The provisions of
) Division 7 Cross-border communication (8) Division 8 Companies shall test and assess the BCP (Training, Exercising and Auditing) (9) Division 9 Examples of emergency incidents which may cause major