characteristics in Group 3 under Clause 31, the SEC Office may either suspend or revoke the approval as deemed suitable for such case. Clause 34 In case a person who is personnel in the capital market business and
units of any scheme, should any of the following events occur, the Office’s approval for the establishment and management of the mutual fund shall cease accordingly, unless there is an appropriate reason
to enable investors to decide and select such investment in a mutual fund suitable to their need. (2) The mutual fund management company has duly proceeded to apply for approval for the mutual fund
and damages that may occur to the company and the stakeholders. It is therefore a duty of the company’s board of directors to ensure that the company has in place an appropriate and adequate internal
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval
/2547 Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian By virtue of Section 14 of the Securities and Exchanges Act, B.E. 2535 (1992) and Section 135 of the Securities and
million or 3% of NTA whichever is lower. Therefore, the company has proposed this transaction to the Board of Directors for approval and disclose the information to the Stock Exchange of Thailand according
appropriate, provided that such extension shall not exceed twelve months as from the date on which the SEC Office has notified the granting of approval for the first time. Clause 32 In case of the primary
Company Limited would like to inform on company meeting agreement held on 13 November 2017 as follows; 1. The approval on Vanachai Energy Industries Company Limited (subsidiary company) to increase the