any loss or damages arising out of or in connection with its use. Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) By the virtue of
application for renewal of approval as auditor in the capital market, the SEC Office shall proceed according to the procedures and the periods of time as prescribed in Clause 8 and Clause 9. During the filing
under this Notification, whether before or after approval, shall comply with the rules, conditions and procedures prescribed and notified by the SEC Office. 9 Clause 15 The underlying of the structured
sale of debt securities which are subject to the following Notifications: (1) Notification of the Capital Market Supervisory Board concerning Rules, Conditions and Procedures for Application and Approval
Office before the SEC Office commences the consideration of the application for approval in accordance with the steps and procedures specified in the Licensing Manual for the Public. The SEC Office shall
for an approval and the granting of an approval shall be in accordance with the rules, conditions and procedures as specified in the notification of the SEC.
periods of time: )a) conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public, and shall notify the applicant of any observation from
reference. Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business ___________________ By virtue of Section 9 and Paragraph 3
/2553 Re: Approval of Auditors in the Capital Market Whereas Section 61, Section 89, Section 106, Section 199 and Section 217 of the Securities and Exchange Act B.E. 2535 (1992), and Section 140 of the