/2547 Re: Application Form for Approval of Private Fund Custodian and Supporting Documents By virtue of Clause 8 and the second paragraph of Clause 11 of the Notification of the Securities and Exchange
. KorNor. 15/2543 Re: Rules, Conditions and Procedures for Approval of Private Fund Custodian dated 4 April 2000, the Office of the Securities and Exchange Commission hereby issues the following regulations
/2547 Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian By virtue of Section 14 of the Securities and Exchanges Act, B.E. 2535 (1992) and Section 135 of the Securities and
securities and exchange in respect of unfair activities on securities trading or under any foreign laws of similar natures; (11) Having his or her approval for acting as a mutual fund manager or a private fund
Notification of the SEC governing rules, conditions and procedures for the approval of private fund custodian; 42. Systems for coordinating with the custody agent to ensure that the applicant is able to perform
the program, and it shall be deemed approved to offer debt securities for sale in a private placement to high net worth investors on a program basis. In this regard, the term of the approval for the
date of approval is granted by the SEC Office under Clause 22 until the end of the program, and they shall be deemed approved to offer bonds or corporate bonds for sale in a private placement to high net
approve, suspend or revoke an offer for sale of a private placement of bonds, as the case may be: (1) the issuer lacks the qualifications, or its compliance with the conditions after approval is