suspended the approval for Patamavan as capital market auditor. However, she has resigned from the position since 22 March 2019. The SEC therefore will not accept her future application for approval as a
On 4 January 2024, MORE sent an invitation to the Extraordinary General Shareholder Meeting No. 1/2567 to the shareholders with the agenda concerning the consideration for approval of a registered
Fund Approval and Management System (“OFAM”). In addition, the amendment would expand channels for announcement of dividend payment such as websites of asset management companies. The paperless
SEC is proposing to amend the regulation on the establishment and management of the paperless mutual funds in accordance with the Thai capital market development plan, and to become a part of the
Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February
on principles to laying out the framework of related rules to allow a business operator to apply for SEC’s approval and represent itself as wealth advisor to interested persons.Rules regarding
to seek proper solutions.ASCO came up with a quality enhancement plan for investment analysts and investment research where brokers will be required to have adequate number of analysts and produce
The SEC recommends that EVER shareholders carefully review relevant information and cast their vote at the AGM on 26 April 2024 regarding EVER’s plan to purchase land together with buildings
The Sub-committee on Digital Strategy for Capital Market, chaired by Mrs. Methini Thepmanee, has approved the SEC Capital Market Digital Strategic Plan 2020 – 2022, which aims to support