personnel prescribed in the Notifications of the Capital Market Supervisory Board*. The SEC therefore has revoked the approval of these two capital market investment consultants for a period of 10 years each
Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
client's assets were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore revoked the approval of {A} as capital market
assets were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore revoked the approval of {A} as capital market investment
notifications have been revised, containing the key amendments as follows: (1) Allowing the foreign issuer to file an application for approval of offer for sale of bonds denominated in Thai baht (baht bonds
notifications, which have become effective from 16 November 2023. The key points of the regulations are as follows: (1) Application for Approval and Granting of Approval for the Association: The
and disclose the transaction and is not required to seek the shareholders’ approval under the Notifications on Acquisition or Disposal. Please be informed accordingly. Yours sincerely, (Ms. Preeyanart
SEC is welcoming public comments on a drafted notifications of the approval for offering of newly issued shares and information disclosure, applying to issuers and listed companies, in accordance
, and is not required to seek the shareholders’ approval under the Notifications on Acquisition or Disposi tion of Assets. Moreover, the above transaction on disposal of assets is also regarded as a
such, the Company is not required to report and disclose the execution of such transaction, and is not required to seek the shareholders’ approval under the Notifications on Acquisition or Disposition of