The SEC conducted public hearings on the regulations on the application for approval, the granting of approval for the association, and disclosure of information thereof during April – May 2023
Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
Fund Approval and Management System (“OFAM”). In addition, the amendment would expand channels for announcement of dividend payment such as websites of asset management companies. The paperless
approval of the Capital Market Supervisory Board. Chapter 6 Business Continuity Management and Security of Information Technology Systems __________________ Clause 20 In this Chapter: “computer system
, administrative orders, and administrative sanctions; 3. Information Technology Audit and Cyber Risk Supervision and inspection of information technology risk of business operators ✓ ✓ ✓ ✓ ✓ ✓ 1. Disclosure of
SEC Search Search From : Home > Search > Search Results search: Public Information System Any Public Information System SEC_News ( 3 ) http://172.19.1.196:8983/solr/secweb/select?q=digital asset OR
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
SEC Search Search From : Home > Search > Search Results search: Public Information System Debenture Prospectus ( 1,293 ) Equity Prospectus ( 418 ) Investor Alert ( 309 ) Form 246-2 : Reports on
SEC Search Search From : Home > Search > Search Results search: Public Information System Mutual Fund Prospectus ( 6,683 ) SEC_News ( 578 ) Investor Alert ( 373 ) Derivative Warrant Prospectus ( 335