following qualifications intends to participate in a regulatory sandbox , the person shall submit an application for approval to the SEC Office together with accurate and complete evidentiary documentation in
person having the following qualifications intends to participate in a regulatory sandbox , the person shall submit an application for approval to the SEC Office together with accurate and complete
the following cases: (1) expiration of the participation period of the regulatory sandbox under Paragraph 1(4) of Clause 3 unless an approval is granted by the SEC Office to terminate the operation
Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 34/2549, Re: Additional Rules for Approval of Fund
approval according to the forms and procedures provided in the Office’s electronic work system. The Office will grant an approval only when comply with the following conditions: (1) the applicant have
application for approval according to the forms and procedures provided in the Office’s electronic work system. The Office will grant an approval only when comply with the following conditions: (1) the
has been approved by the SEC Office in accordance with the Notification of the Office of the Securities and Exchange Commission concerning Granting of Approval for Auditors except for the following
operator shall be terminated upon any of the following causes: (1) in case the approval of the SEC Office has specified therein an effective period, such approval shall be terminated after the lapse of such
the Establishment of a Fund _____________ Clause 8 A management company wishing to establish a fund shall comply with the following rules: (1) Application for Approval for the Establishment of a Fund in
business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may