Commission No. SorKhor. 39/2554 Re: Extension for Period of Approval and Filing Application for Approval of Extension of Personnel in Capital Market Business in Special Circumstances Whereas the first
expiration of the approval term can submit their ‘pass’ examination result or their graduation evidence in filing for renewal approval with the Office without having to attend any further training. 3
buy securities in the securities trading center shall comply with the rules, conditions and procedures for applying for approval and granting an approval for securities offering and filing the
shelf approval ได และยื่น filing เปนโครงการได เพื่อใหการขาย แตละครั้งทําไดสะดวก รวดเร็ว สําหรับ DW ที่มทีรัพยสินเปนประกันเต็มจํานวน ยังคงตองพิจารณา การโอนทรัพยสิน จึงยังใหยืน่เปนรายครั้ง 1.4
the capital market. Chapter 1 Application for Approval as Auditor in the Capital Market _____________________ Part 1 Filing of Application ______________________ Clause 7 Any person wishing to be an
securities has complied with the rules regarding the application for approval to offer for sale of newly issued shares or the filing of the registration statement and draft prospectus; 13 (4) to educate
capital market. Chapter 1 Application for Approval as Auditor in the Capital Market ___________________ Division 1 Filing of Application ______________________ Clause 7 Any person intending to be an auditor
whose home exchange is a foreign exchange shall comply with the provisions related to the approval under Chapter 2 of Part 2 and the provisions related to the filing of the registration statement under
application for approval shall not have any of the following characteristics unless otherwise in compliant with the requirements under Clause 16: (1) within five years prior to the filing date of the