Line "ผู้แนะนำการลงทุน (เลขที่ทะเบียน IC 048919)" impersonate "Investment Consultant with approval Identification number 048919" : Unlicensed securities and derivatives business (Disclosure Date : 06
license or approval properly. The SEC lists of licensed and approved persons are available at www.sec.or.th and SEC Check First application. Also, the Investor Alert List of entities operating business
Facebook accounts are not licensed securities or derivatives business operators in Thailand. Investors are therefore advised to be careful with any investment solicitation of such entities because the
Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications
. Notification of the Securities and Exchange Commission Kor Khor. 8/2554 Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
the Securities and Exchange Commission Kor Khor. 8/2554 Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives (Codefied) 28
the Securities and Exchange Commission KorThor/Nor/Khor. 14/2551 Approval for Undertaking of Derivatives Business (Codefied) 05/11/2008 16/11/2008 Notification of the Securities and Exchange
Commission KorThor/Nor/Khor. 14/2551 Approval for Undertaking of Derivatives Business (Codefied) 05/11/2008 16/11/2008 Notification of the Securities and Exchange Commission KorThor/Nor/Khor 14/2551
/2015 4. Notification of the Securities and Exchange Commission KorThor/Nor/Khor. 14/2551 Approval for Undertaking of Derivatives Business (Codefied) 05/11/2008 16/11/2008 Notification of the
01/03/2017 2. Notification of the Securities and Exchange Commission KorKhor 16/2551 Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold