with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the
Nippon Pack (Thailand) Public Company Limited Nippon Pack (Thailand) Public Company Limited (NPP) prepared and submitted the inaccurate annual registration statement for the year 2014 (Form 56-1) to
Solartron Public Company Limited Solartron Public Company Limited (“SOLAR”) prepared and submitted the inaccurate annual registration statement for the year 2015 (Form 56-1) to the SET and the SEC
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC
Yarnapund Public Company Limited Yarnapund Public Company Limited (“YNP”), a securities issuer, failed to submit the annual registration statement for the year 2016 (Form 56-1, 2016) to the Stock
Singha Paratech Public Company Limited Singha Paratech Public Company Limited, failed to prepare and submit the financial statements for the year 2012 and the annual registration statement for the
Mr. Matthew Christensen Matthew Christensen operated derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and
submit the annual registration statement for the year 2015 (Form 56-1) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 1/2017 Settlement Committee Order No. 2/2017 Dated 18
annual registration statement for the year 2016 (Form 56-1, 2016) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09