Offeror : MR. PHONGPHAN SAMPHAWAKUPT | Date of submission of the Statement of Intention : 24/08/2007
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Mr. Lee Wolff Mr. Lee Wolff, the former managing director of Circuit Electronics Industries Plc. (“CIRKIT”), conspired with other executives of CIRKIT to commit or permit another to produce fraud
Mr. Somboon Kritchanchai Mr. Somboon Kritchanchai, the former deputy managing director for accounting and finance of Circuit Electronics Industries Plc. (“CIRKIT”), conspired with other executives of
company’s assistant managing director for accounting and finance, to falsify documents and record fictitious car inventories in the company’s account. This case is in the process of inquiry by the special
0.2098 4.95 24/01/2022 5.1599 0.2098 4.95 246016272201-1 FSS APEX SPEED HOLDINGS LIMITED Acquisition Stock 9.4009 1.7199 11.1209 18/01/2022 9.4009 1.7199 11.1209 246019572207-1 FSS PILGRIM FINANSA
Bangkok, July 18, 2013 ?The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Maris Tarab, former managing director of ING Funds (Thailand) Co., Ltd. (ING
Mr. Jakkapong Jakrajutatip Between 2023 and June 2024, Mr. Jakkapong Jakrajutatip, while serving as Managing Director and Chief Executive Officer of JKN Global Group Public Company Limited (“JKN
Ms. Pim-uma Jakrajutatip Between 2023 and June 2024, Mr. Jakkapong Jakrajutatip, while serving as Managing Director and Chief Executive Officer of JKN Global Group Public Company Limited (“JKN”), and