benefits in compliance with the aforementioned provisions of the intermediaries, the SEC by virtue of Clause 5(1) in conjunction with Clause 12(3) of the Notification No. TorThor. 35/2556 , therefore, issues

guideline for consideration of any problematic issues which many arise from the enforcement of this Act.

other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification

invested or held equity instruments issued by PTT Public Company Limited : (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues a temporary trading

hereby issues the following regulations: Clause 1 Units of foreign collective investment scheme in the type of share is securities having investment characteristic similar with investment units. A person

Capital Market Supervisory Board, hereby issues this Notification, as follows: Clause 1 The Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information

Office hereby issues the following regulations: Clause 1 The Notification of the Office of the Securities and Exchange Commission No. Sor Thor/Nor. 19/2550 Re: Application Form for Approval of Agricultural

. 2535 (1992), as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The securities companies

Securities and Exchange Act B.E. 2535 (1992) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The shareholders’ structure and the shareholding proportion of a limited

the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person who undertakes, for itself, in offering for sale or purchase of