Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, clarified: “The SEC, to the best effort, has taken actions under the authority in this case, e.g., instructing the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the investigations into the case. With regard to investor rights protection, the SEC has rendered ful...
Oneself, Know Others, and Know Own Risks), saving before spending, and avoiding the "5 Don'ts of Investment." The sessions were held for students in the southern provinces of Songkhla and Nakhon Si
BBL ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 02/04/2024 - 09/04/2024
beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
and investment communities duly gave comments.This time, SEC makes eight revised draft notifications in accordance with the proposed principal. Regarding the management of property funds and the
to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC launched the ESG Product Platform in January 2023, demonstrating our commitment to continuous development. The goal is to ensure that capital market participants and the public can easily access information on sustainability-themed financial products from reliable sources. This update introduces key information on SRI Funds, categorized by tax-benefit products such as Retirement Mutual Fund (RMF), Super Savings Fund (SSF) and Thai ESG...
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “After the Thai ESGX regulations took effect on 16 April 2025, the SEC is currently reviewing applications for the establishment of 37 Thai ESGX submitted by 19 AMCs.* We anticipate that all of these new funds will be ready for initial public offerings as scheduled on 2 May 2025. Thai ESGX will accommodate both the transfers of existing LTF units and new investments. However, transfers of LTF units can only proceed once the registration...
On 14 August 2019, the SEC and 12 organizations in the capital market officially co-launched the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation with the objective of inviting all sectors in the capital market to declare the intention to operate with social and environmental responsibility in line with the United Nations’ Sustainable Development Goals (SDGs). Laid out as a three-year plan, the Initiative has already led to further collaboration bet...
Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial