the approval of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification, “securities company” means a company licensed to undertake securities
) of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this notification hereto: (1) “derivatives broker” means any person
Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this notification hereto: (1) “derivatives broker” means any person licensed to
, Section 36, Section 41, Section 43 and Section 45 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Capital Market Supervisory Board issues the following regulations: Clause 1
Supervisory Board under Section 6 of the Derivatives Act (No. 2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “derivatives broker” means a person licensed to
and having a content cover the following matter [M] ▪ Security of the Information Technology of a Securities Company. ▪ Segregation of Duties. ▪ Physical Security. ▪ Information and Network Security
following regulations: Clause 1. This Notification shall come into force as from 1 April 2000 except the provisions of Clause 5, Clause 6, Clause 7, Clause 15, and Clause 17 which shall come into force as
issues the following regulations: Clause 1 This Notification shall come into force as from 1 September 2009. Clause 2 The Notification of the Capital Market Supervisory Board No. TorThor. 9/2551 Re