in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the responsible underwriter is prohibited to prevent such persons from taking unfair

; however, attempt to arrest the offender failed and the status of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 14/11/2016

accurate information was in place to ensure the status of qualified customers as high net worth investors. SEC Act S.113 Settlement Committee Meeting No. 2/2025 Settlement Committee Order No. 20/2025

accurate information was in place to ensure the status of qualified customers as high net worth investors. On May 30, 2025, the Criminal Fining Committee issued special order no. 2/2025 imposing a fine on FL

or concealed material information that should have been disclosed in The form 56-1 One Report for the year 2022. Specifically, ALL had two significant legal disputes related to its financial status and

the form 56-1 One Report for the year 2022. Specifically, ALL had two significant legal disputes related to its financial status and business operations, which could have a material impact on the

material information that should have been disclosed in the form 56-1 One Report for the year 2022. Specifically, ALL had two significant legal disputes related to its financial status and business

concealment to mislead general public regarding the market trading condition and traded NBC shares on a continued basis with an intent to cause the price and the volume of NBC shares’ trading to be inconsistent

to mislead general public regarding the market trading condition and traded NBC shares on a continued basis with an intent to cause the price and the volume of NBC shares’ trading to be inconsistent

”) shares in concealment to mislead general public regarding the market trading condition and traded NBC shares on a continued basis with an intent to cause the price and the volume of NBC shares’ trading to