including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic
Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The following notifications shall be repealed: (1) Notification of the Office of the Securities and
following notifications shall be repealed: (1) Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 55/2546 Re. Report Forms of Securities Companies dated 26 December 2003; (2
of Net Liquid Capital dated 2 May 2006, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The following notifications shall be repealed; (1
provided in the Office’s electronic work system: (1) report on appointment of property fund managers which shall be submitted not less than fourteen days prior to the appointment date; (2) report on
investment in securities or derivatives in the manner of giving an opinion or sharing an investment experience through a website or electronic media occurs extensively in increasingly various forms, both in
documented or electronic information. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given to customers and
information relating to its fund managers in the forms and procedures provided in the Office’s electronic work system: (1) report on appointment of fund managers which shall be submitted not less than fourteen
submit information and documents evidence as per the form and procedures provided in the Office’s electronic work system, and shall pay the application fee for approval to be investor contact according to
managers in accordance with forms and procedures provided in the electronic system in the web site of the Office: (1) report on appointment of fund managers which shall be submitted prior to the appointment