Facebook page "Sawakami Mixed Fund" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 13/01/2025)

Facebook page "Sawakami Mixed Mutual Fund" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 26/12/2024)

Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2025 10:22 Investor Alert Investor Alert ( 5917 record(s) found) Name Type of action Disclosure Date Link

: Unapproved public offering of digital token (Disclosure Date : 02/06/2020)

: Unlicensed securities and derivatives business (Disclosure Date : 12/03/2021)

: Unlicensed securities and derivatives business (Disclosure Date : 17/03/2021)

: Unlicensed digital asset business (Disclosure Date : 18/01/2023)

: Unlicensed securities and derivatives business (Disclosure Date : 05/04/2021)

: Unlicensed securities and derivatives business (Disclosure Date : 20/01/2023)

: Unlicensed securities and derivatives business (Disclosure Date : 13/08/2021)