connection, the Securities and Futures Commission of Hong Kong (“SFC”) and the Office of the Securities and Exchange Commission of Thailand (“SEC”) have agreed to develop a cooperative framework for cross
repealed. Clause 2 In this Notification: “ regulatory sandbox ” means a framework for experimenting and developing an innovation in a controlled environment to support provision of services related to
sandbox ” means a framework for experimenting and developing an innovation in a controlled environment to support provision of services related to capital market. “ approved person ” means a person who is
, describe such aforesaid oversight framework and clarify whether and how it complies with relevant regulations. (2) Disclosure of agreement between the Company and other shareholders regarding management of
regulations: Clause 1 In this Notification: “ regulatory sandbox ” means a framework for experimenting and developing an innovation in a controlled environment to support provision of services related to
referential exchange rate and the currency used in the financial statements. Remarks : (1) In the case where the securities issuing company has changed its shareholding structure or the operational framework or
Section 112 Securities and Exchange Act B.E. 2535 Section 112. In operating the business of securities brokerage, a securities company shall enter into a written agreement with the customers who
Section 9 of the Derivatives Act B.E. 2546 (2003) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “ regulatory sandbox ” means a framework
holding company, describe such aforesaid oversight framework and clarify whether and how it complies with relevant regulations. (2) Disclosure of agreement between the Company and other shareholders
, interests for bank overdrafts, interests for securities purchased under resale agreement interests, interests for clients in credit balance system and money lending fee. 2.2 Fee and Service Expenses means