his securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of SAIMAT shares reached or passed five

held in his securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of SAIMAT shares reached or passed

Mr. Pete Bodharamik On September 19, 2016, Mr. Pete Bodharamik (“Mr. Pete”) acquired shares of Jasmine International Public Company Limited (“JAS”) which caused his aggregated holdings of JAS

caused his aggregated holding of META shares to reach or pass a multiple of 5 percent of the total voting rights of META. But he filed inaccurate reports (Form 246-2) of his holding of META shares after

held in his securities account and private funds of 6 people to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of TIGER

”) shares held in her and other 4 people’s securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when her aggregated holding of TCC

voting rights of JAS which caused his aggregated holdings of JAS shares to exceed 50 percent. The amount of his holdings of JAS was a significant degree of control of JTS. However, Mr. Pete failed to

but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

the notification of the SEC for 4 days. In this regard, BO did not keep the assets in its cold wallets, digital wallets connected to the internet when conducting transactions only, in the proportion