Statistics of approved investment analysts / investment consultants Please wait... Statistics of approved investment analysts / investment consultants Type of License April 2021 May 2021 June 2021
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securities investment consultants, had committed wrongful acts against clients at various branch offices as follows: (1) In the case of Miss Surasa Mungthaworn, it was found that she had
Bangkok, 15 March 2017 - The SEC has suspended the approval of two securities investment consultants, {A} and {B}, for failing to perform duties with responsibility and deliberation as a professional
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Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients
EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 14/11/2016 - 18/11/2016
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 17/10/2023 - 25/10/2023
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 06/02/2023 - 14/02/2023
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 06/02/2023 - 17/02/2023