Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 14/11/2016 - 18/11/2016
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 17/10/2023 - 25/10/2023
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 06/02/2023 - 14/02/2023
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 06/02/2023 - 17/02/2023
SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a
Bangkok, March 12, 2013 ? The SEC is seeking public comment on proposed regulatory revisions to increase the numbers of intermediaries for the sale of investment units and investment advisors in the
suggestions, please email aunchisa@sec.or.th and archari@sec.or.th. Thank you again for your kind contribution. 1. Aggregate limit of 3 million baht on total investments in ICOs by each retail investor in any
. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the
e-service Online Submission See canceled document Derivatives Advisors >> Capital Adequacy Requirements Type Title Section See Document Status Notified Date Effective Date 1. Notification of the