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Maintenance of Capital of Investment Advisors and Derivatives Advisors

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Rules on Undertaking of Derivatives Business for Licensed Derivatives Advisors

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5273&SearchNo=

Rules on Undertaking Derivatives Business for Licensed Derivatives Advisors

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5775&SearchNo=

Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=7535&SearchNo=

Distribution of Newly Issued Shares and Share Warrants by Issuer

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Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares

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Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares (No. 3)

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Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued underlying Shares (No. 2)

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5656&SearchNo=

Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4538&SearchNo=