benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor

Mrs. Malee Tangjaisanong Mrs. Malee Tangjaisanong, Board Advisor and Assistant Executive Director of President Bakery Public Company Limited (“PB”) has changed her securities holding. In this regard

Mr. RAVI LOHTONG During the period of 8 - 30 October 2015, Mr. Ravi Lohthong, director and chief advisor to the executive board of Siam Sport Syndicate Public Company Limited ("SPORT") used

The Siam Commercial Bank Public Company Limited The Siam Commercial Bank Public Company Limited, a financial advisor appointed as the preparer of the offer document of Jasmine International Public

The Siam Commercial Bank Public Company Limited The Siam Commercial Bank Public Company Limited, a financial advisor appointed as the preparer of the offer document of Jasmine Telecom Systems Public

Beyond Securities Public Company Limited Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed

Kiatnakin Phatra Securities Public Company Limited Kiatnakin Phatra Securities Public Company Limited (KKPS), as the financial advisor for the tender offer of Lanna Resources Public Company Limited

financial advisor for the tender offer of Lanna Resources Public Company Limited (LANNA) and Thai Agro Energy Public Company Limited (TAE), failed to comply with the regulations as specified by the Capital

used the remaining amount for trading LIVE shares and converting share warrants of Mr. Chamni Chantarasupawong and Mr. Isres Chalermrut. The public prosecutor issued a non-prosecution order. The case

director, in misappropriating money through loan transactions of 60 million baht to V Billboard Company Limited (VBB). VBB later returned 20 million baht to TRITN and VBB was found to have used the remaining