Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
ผู้ให้บริการ Portfolio Wealth Advisor วางแผนการลงทุน การเริ่มต้นลงทุน DCA/กลยุทธ์การลงทุนต่าง ๆ การจัดพอร์ตลงทุน (Portfolio Wealth Advice) เครื่องมือรู้จักตัวเอง และคำแนะนำจัดสรรวงเงิน เครื่องมือ
Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
BBL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 14/02/2023 - 21/02/2023
on principles to laying out the framework of related rules to allow a business operator to apply for SEC’s approval and represent itself as wealth advisor to interested persons.Rules regarding
On 29 April 2025, HYDRO will seek approval from the shareholders’ meeting for the issuance and offer for sale of 187,500,000 ordinary shares at the offer price of 0.80 baht per share, totaling 150 million baht, to two individuals, namely (1) Miss Atchareeporn Chaemratsamee in the amount of 118,750,000 shares, and (2) Miss Preeyasuda Akkarasrisawad in the amount of 68,750,000 shares. The PP transaction will provide funds to support the expansion of the company’s construction and infrastruct...
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 27/06/2008 - 03/06/2008
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 14/07/2008 - 21/07/2008
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 25/08/2009 - 01/09/2009