Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval
Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial
from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
operation for deficiencies in providing financial advisory services to the initial public offering (IPO) of a company, and deficiencies in performing duties as independent financial advisor (IFA) of another
gather information in a case of using inside information to purchase shares of a listed company in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (SEA). {A}, a financial advisor
, generate cashflows for large-scale projects, and build a well-balanced capital structure for the company. Moreover, the Board views that the market price of HYDRO shares significantly fluctuates with
Co., Ltd. (BBTVM) from BBTVM shareholders so as to acquire BBTVM?s six plots of land. GLAND will, after the share acquisition, direct BBTVM, then its subsidiary company, to purchase another plot of
Company Limited, the major shareholder of Hello LED, can take care of the compensation payment instead. If Hello LED is no longer able to operate its entire business, the maximum damage amount to MACO
W’s Board of Directors has resolved to approve Domino Asia Pacific Company Limited, subsidiary of the company, to enter into transactions for the acquisition of DOMINO’S PIZZA business in Thailand