the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a training institute or having completed the courses that are approved by the Office; (4) Being
considered as the commission of offences under (3) and was named in the SEC Office’s complaint filed with the inquiry officer, and the case is in the inquiry officer’s process or the public prosecutor’s
decisions. A CRA that is subject to a CRA registration and oversight program administered by a regional or national authority should not state or imply that the authority endorses its credit ratings or use
checks B.E. 2534 and guilt on defrauding to creditors, respectively, of which the two cases, the Company did not complain to the inquiry officer but filing the case to the Court and the inquiry process has
of credit ratings and the risks of unduly relying on them to make investment or other financial decisions. A CRA that is subject to a CRA registration and oversight program administered by a regional
Court), respectively. For these 3 cases, the Company did not complain to the inquiry officer but filing the case to the Court and the inquiry process has been completed. Two lawsuits have already been
a whole shall be consolidated under CCPH’s account as a whole in aiming to waive unnecessary tax concerns in Philippines as per inquiry from the Philippines authorities. 2. The Board of Directors