_____________________________________________________________________ Remark: The reason for issuing this Notification is to administer financial institutions which are licensed to undertake securities borrowing and lending business to hold custody of clients’ assets
; “derivatives exchange” means any licensed derivatives exchange according to the Law on Derivatives; “securities trading center” means any securities trading center according to the Law on Securities and Exchange
Exchange Commission No. Kor Thor. 20/2563 Re: Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to
Notification, of an applicant, directors, managers and administer directors including deputy managers, assistant managers, department directors and other persons with different titles but hold similar positions
exchange; “derivatives exchange” means any licensed derivatives exchange according to the law on derivatives; “securities trading center” means any securities trading center according to the law on
) having internal control system which is approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess, administer and manage any risks which arise or
, administer and manage any risks which arise or may arisen from conducting business to be at a controllable level which have no impact on undertaking of fund management; (c) determine efficient control
Thailand Refer to the request from the Stock Exchange of Thailand for Global Service Center Public Company Limited (“the Company”) to clarify the outstanding balance between the Company and related party
business/ restaurants. • However, regarding to COVID 19 measurements in March, sales from rice business were adjusted in positive results, while food center business were presented in negative results