rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failed to implement an adequate system to ensure the accurate and complete management and

adequate information for customers’ risk assessment (Know Your Customer and Customer Due Diligence system (KYC/CDD)). DAB Act S.30 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 4

Bitazza could know and verify the true identity of its customers, including acquiring adequate information for customers’ risk assessment. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting

Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S

Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S.34

Thai Technician Professional Company Limited Thai Technician Professional Company Limited offer to sell newly issued securities in the category of convertible bonds without approval from the SEC

Thai Niche Company Limited Thai Niche Company Limited aided and abetted the executive of Thai Unique Coil Center Public Company Limited (TUCC) : (1) Mr. Yongyuth Ngamkaiwan, Director and CEO, (2

Mr. Somboon Numtipjuntacharern Mr. Somboon Numtipjuntacharern, authorized director who is responsible for the operation of Thai Canal Rich Company Limited, order or act resulting in Thai Canal Rich

Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the reviewed financial statements for Q2/2014 and the reviewed financial

Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the reviewed financial statements for Q3/2016 to the SEC and the SET within