MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 10/09/2007 - 24/09/2007

MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 18/06/2008 - 25/06/2008

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

(before the fifth amendment) Section 241 Civil Action Dated 01/04/2020

civil court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 Civil Action Dated 16/09/2020

court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 16/09/2020

filing a lawsuit to a civil court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action

reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 278 Civil Action Dated 27/12/2021

reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 300 in conjunction with 278 Civil Action Dated 27/12/2021

Thailand's Private Sector Collective Action Coalition Against Corruption LH Financial Group Public Company Limited, Land and Houses Bank Public Company Limited and Land and Houses Fund Management Company