the current one. - in case of acquiring assets, clarify the types of assets and the approximate spending amount. - in case of investing in a business, clarify the nature of the business to be invested

opinion · 2 . Qualified opinion due to (can choose more than one): ( 2.1 Misstatements that are material, but not pervasive, resulting from: ( 2.1.1 selection of an inappropriate accounting policy

should be prescribed. 4. Criteria for selection of personnel for each unit shall encompass the educational background and related work experience. Such personnel should not have record in violation of the

demonstrate that there are systems on the appointment of a custodian agent in place as follow: (1) System for selection a custodian agent to ensure that the custodian agent has a system ready for taking assets

shall comply with the following rules: (1) shall make consideration of credit rating information selection with responsibility and caution (fiduciary duties) and shall not make credit rating information

and completely. Clause 10. In the case where the securities company uses an information technology of the outsider provider, the securities company shall determine a measure for selection and

exposure is acceptable or not. The Client should also consider a potential of return on acquiring a position, amount of premium and transaction fees and possible losses. 3.2 Fees on Derivatives Trading Prior

สิทธิคล้ายทุนมาเสนอให้ผู้ลงทุนเฉพาะเมื่อประเมินความเสี่ยงและผลตอบแทนแล้วเห็นว่า เหมาะสม และเป็นธรรม (product screening and selection) 2. จัดให้มีการเปิดเผยข้อมูลแก่ผู้ลงทุนอย่างเพียงพอ โดยอาจมีเครื่องมือ

knowledge and experience in reviewing the reliability the financial statements of the Company and their experience in auditing financial statements. 9.3 Selection and appointment of directors and chief

4 To select credit rating information under 18/2, securities company shall comply with the following rules: (1) shall make consideration of credit rating information selection with responsibility and