the management’s acknowledgment and application of such information to ensure efficient and up-to-date management; (3) putting in place an early warning system for maintenance of financial position to

customer and obtain the customer’s signature of acknowledgment of the risks which may arise from a short sale; (2) arrange for the customer to short sell through a margin account and call for collateral

derivatives investment advisory on the condition that the person giving advice and the owner of the website or any other electronic media do not collaborate or share duties with the other party to avoid

demonstrating the acknowledgment of the client with respect of the caution about risks arising from such investment or transaction. While the client has not confirmed on the investment or entering into the

transaction. The intermediary shall not support to or collaborate with its client for investment or entering into a transaction which is unsuitable with the client ’s financial status, or the client ’s ability

investment or entering into transaction. The intermediary shall not support to or collaborate with its client for investment or entering into a transaction which is unsuitable with the client ’s financial