business and being unrevealed to public, acknowledged by the intermediary , or its directors, executives or other personnel; (3) receiving or being going to receive reward or other benefit, whether in form
SEC Office has conducted a review and acknowledged that such derivatives broker has a qualified personnel sufficiently to provide derivatives services relating to such precious metal derivatives. A
precious metal derivatives besides gold derivatives only when the SEC Office has conducted a review and acknowledged that such derivatives broker has qualified personnel sufficiently to provide derivatives
; (2) entering into transactions by exploiting information, relevant to its business and being unrevealed to public, acknowledged by the intermediary , or its directors, executives or other personnel; (3
) Letter from the commercial bank, securities business operator or derivatives business operator which has acknowledged the rules on internal control and prevention of conflicts of interest and duty in
increase or decrease in the number of shares; (c) redemption of securities; (d) amalgamation, merger or takeover by making a tender offer; (e) distribution of share dividends; (f) conversion of securities
management company shall proceed as follows: (1) report to the Office within five working days from the date of acknowledgement or the date on which it should have acknowledged so; (2) notify the person or the
company shall have a process ensuring that the person who performs a duty of an investment advisor has acknowledged and understood the information in the analysis report well enough to be able to give
จำนวนหุ้นและมูลค่าหุ้นที่ได้นำออกจำหน่ายและเรียกให้ชำระมูลค่าหุ้นแล้ว ให้แสดง เป็นหุ้นแต่ละชนิด 21. ใบสำคัญแสดงสิทธิที่จะซื้อหุ้น (Stock rights and warrants) หมายถึง มูลค่าของสิทธิที่บริษัทออกให้แก่ผู้ถือ
ที่จะซื้อหุ้น (Stock rights and warrants) หมายถึง มูลค่าของสิทธิที่บริษัทหลักทรัพย์ออกให้แก่ผู้ถือในการซื้อหุ้นสามัญหรือหุ้นบุริมสิทธิ โดยให้เปิดเผยจำนวนสิทธิทั้งหมด และจำนวนคงเหลือ ตลอดจนเงื่อนไขของการ